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Investing Today in Tomorrow’s Transforming World

 

Unprecedented forces of structural change are reshaping societies, economies and technologies, and creating a spectrum of compelling investment opportunities. Thematic investing is about identifying secular trends and giving investors the opportunity to benefit from them.

 

But our approach is different. We offer concentrated exposure to individual themes through baskets of stocks spanning sectors, industries, and geographies critical to a trend's evolution. These companies are chosen for their potential to outperform as government policies, corporate strategies and innovations take shape. We invest for a finite period of 1-3 years to capture a theme’s greatest return potential, while also being tax-efficient.  

 

We will periodically introduce new thematic baskets, designed to offer the best growth opportunities. 

 

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Alicia Levine, Head of Investment Strategy and Equity at BNY Mellon Wealth Management, discusses why today may be time to seize thematic investing opportunities, as governments roll out new policies and programs and companies position themselves to be winners in a transforming world.

 

 

Prior Thematic Opportunities

 

 

 

 

U.S. manufacturing is on the rebound, as domestic companies are reducing their dependence on overseas production and bringing factories back home. This development, as well as $1 Trillion of government tax credit and funding support over the next decade, could generate $500 billion of annual economic activity, leading to significant investment opportunities. 

 

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One of the largest ever mobilizations of global capital is underway as government policies give corporates incentives to invest in the transition to green energy. Today is the time to invest, when companies are just beginning to partner strategically to benefit from tax credit programs.  

 

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The aging of global populations is a secular trend driven by improvements in disease diagnosis, therapeutic efficacy, and education about healthier lifestyle choices. It’s also a demographic shift that’s transforming societies and creating a “longevity economy” aimed at extending the number of years people can remain healthy.  

 

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May 2023

Potential Risks

 

Daily pricing: On a daily basis, the Delta-one note will move up and down 1:1 with the underlying basket of stocks. Due to market factors, the Delta-one note will be valued at intrinsic value only at maturity.

Default by issuer: The delta-one note is structured by BNY Mellon Wealth Management, as debt, which is similar to holding a bond. BNY Mellon Wealth Management receives no compensation from the Issuer. All payments on the delta-one notes are subject to the creditworthiness of the Issuer and Guarantor, if any. BNY Mellon Wealth Management will continually monitor the credit quality of the issuer and make appropriate recommendations as needed.

Limited liquidity: BNY Mellon Wealth Management will source liquidity both from the issuers and the secondary market. However, liquidity is not guaranteed. Investors should be prepared to hold the security through maturity.

Dividends/gains excluded: While dividends are not paid, there is an adjustment factor, paid at maturity, that will incorporate some of their value. The amount is specified upfront and fixed for the duration of the note.

Tax considerations: A tax opinion is included in the prospectus of each deal, which is typical of long-term capital gains for investments held for more than one year.

 

Returns of a Delta One Note will differ based on expiration dates and market conditions. Investors should read the applicable information statement or prospectus documents (including prospectus supplements and pricing supplements) carefully before investing.

Disclaimer

 

BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation and may be used to reference the corporation as a whole and/or its various subsidiaries generally. This material does not constitute a recommendation by BNY Mellon of any kind and is provided for illustrative/educational purposes only. The information herein is not intended to provide tax, legal, investment, accounting, financial or other professional advice on any matter, and should not be used or relied upon as such. Effort has been made to ensure that the material presented herein is accurate at the time of publication. However, this material is not intended to be a full and exhaustive explanation of all of the investment or financial options available. The information discussed herein may not be applicable to or appropriate for every investor and should be used only after consultation with professionals who have reviewed your specific situation. This material, and the statements contained herein, are not an offer or solicitation to buy or sell any products (including financial products) or services or to participate in any particular strategy mentioned and should not be construed as such. Any investment strategies referenced in this material come with investment risks, including loss of value and/or loss of anticipated income. Past performance does not guarantee future results.

The views expressed within this material are those of the contributors and not necessarily those of BNY Mellon. BNY Mellon has not independently verified the information contained in this material and makes no representation as to the accuracy, completeness, timeliness, merchantability or fitness for a specific purpose of the information provided in this material. BNY Mellon assumes no direct or consequential liability for any errors in or reliance upon this material.

BNY Mellon will not be responsible for updating any information contained within this material and opinions and information contained herein are subject to change without notice. This material may not be reproduced or disseminated in any form without the prior written permission of BNY Mellon. Trademarks, logos and other intellectual property marks belong to their respective owners. 

 

© 2023 The Bank of New York Mellon Corporation. All rights reserved. WI-392263-2023-06-09

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